Eric T. Pucek, CPA, CFE, IACCP®
Thursday, June 25, 2015
POSTED BY Shane Grimes
Eric has been with Ativo since 2014. He manages our compliance activity and oversees operations. Prior to joining the firm, Eric was Director and Senior Compliance Officer of UBS Global Asset Management. He also served as Securities Compliance Examiner and Staff Accountant for the broker-dealer examination program in the Chicago regional office of the U.S. Securities and Exchange Commission. Eric is an Illinois-registered CPA, a CFE (Certified Fraud Examiner), has completed Level I of the CFA® program, and is an IACCP® (Investment Advisor Certified Compliance Professional). He holds a bachelor’s degree in Accountancy and a master’s degree in Accounting Science from the University of Illinois at Urbana-Champaign.